Introduction to UK Financial Regulations and Professionalism

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Course Content

Module 01 Financial Markets in the UK

  • Financial Markets in the UK
    00:00

Module 02 Financial Services and Risk in the UK

Module 03 Legal Framework on Contract & Trust

Module 04 Ethics & Professionalism

Module 05 UK Financial Services Regulators

Module 06 FCA & PRA Governance, Principles & Rules

Module 07 FCA & PRA Competence of Companies & Individ

Module 08 Financial Crime Regulations

Module 09 Complaints & Redress

Module 10 FCA Conduct of Business Sourcebook (COBS)

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